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CLIENT FORMS

Client and Advisor meeting

On this page you will find links to forms that will help you organize your personal finance details in preparation for working with us. You will also find documents providing compliance information required of Registered Investment Advisers.

Confidential Questionnaire (PDF)

Confidential Questionnaire (Word)

This document allows you to enter items specific to your personal finances. It will greatly enhance the effectiveness of our discussions. Please download and complete this form to the best of your ability, and bring it to our 'Get Acquainted' meeting.

Risk Tolerance Questionnaire (PDF)

Provided by Vanguard®, this Investor Questionnaire can help you understand your tolerance for risk when saving for a long-term goal, such as retirement. Your risk 'score' will help suggest a target allocation for your investments.

Form ADV Part II (PDF)

As a Registered Investment Adviser, we are required to provide you with our ADV form part 2, also known as an adviser's "Brochure", at the time of our initial engagement, and offer it to you annually thereafter. The Brochure includes important disclosure and regulatory information regarding our advisory firm and personnel.

Privacy Policy Statement (PDF)

As a Registered Investment Adviser, we are required to provide you with our ADV form part 2, also known as an adviser's "Brochure", at the time of our initial engagement, and offer it to you annually thereafter. The Brochure includes important disclosure and regulatory information regarding our advisory firm and personnel.